Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (29 Dec 2021 to 10 Feb 2023)
- [FCA CF] Client dealing (29 Dec 2021 to 10 Feb 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
- CF1 Director (AR) (17 Jul 2013 to 31 Mar 2022)
- CF30 Customer (17 Jul 2013 to 31 Mar 2022)
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- CF1 Director (AR) (17 Jul 2013 to 31 Mar 2022)
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- CF1 Director (AR) (21 Mar 2011 to 24 Dec 2013)
- CF30 Customer (21 Mar 2011 to 24 Dec 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.