Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (29 Dec 2021 to 10 Feb 2023)
    • [FCA CF] Client dealing (29 Dec 2021 to 10 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2022)
    • CF1 Director (AR) (17 Jul 2013 to 31 Mar 2022)
    • CF30 Customer (17 Jul 2013 to 31 Mar 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Jul 2013 to 31 Mar 2022)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (21 Mar 2011 to 24 Dec 2013)
    • CF30 Customer (21 Mar 2011 to 24 Dec 2013)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.