Gavin Sinclair Mulherron

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
  • Investment & Mortgage Options Scotland Ltd (no longer approved here)

    FRN 462734

    • CF30 Customer (21 Nov 2013 to 29 Aug 2016)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
    • CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (28 Jul 2004 to 3 Oct 2005)
  • Forth Financial Services Ltd (no longer approved here)

    FRN 211003

    • (4)Employed By (28 Jul 2004 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.