Allan Kinnaird

• KELVIN SMITH FINANCIAL PLANNING LTD.

  FRN 707389

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Apr 2022)
  • [FCA CF] Benchmark submission and administration (since 19 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2022)
• WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 665653

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

  FRN 192637

  • CF30 Customer (25 Nov 2013 to 5 Jan 2016)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (5 Apr 2013 to 12 Nov 2013)
• Thistle Financial Planning Ltd (no longer approved here)

  FRN 568972

  • Employed By (19 Jan 2012 to 30 Nov 2012)
• Personal Touch Financial Services Limited (no longer approved here)

  FRN 187834

  • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
  • CF22 Investment Adviser (Trainee) (26 Apr 2007 to 31 Oct 2007)
• Alexander Bell (no longer approved here)

  FRN 407381

  • Employed By (26 Apr 2007 to 23 Jul 2009)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2007)

No changes recorded yet.