Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2025)
    • CF1 Director (AR) (since 19 Apr 2024)
    • CF30 Customer (since 19 Apr 2024)
    • (1)Employed By (since 19 Apr 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (17 Sep 2020 to 16 Dec 2022)
    • [FCA CF] Functions requiring qualifications (17 Sep 2020 to 16 Dec 2022)
    • CF30 Customer (17 Jun 2014 to 8 Aug 2019)
  • Expert Pensions Advice LLP (no longer approved here)

    FRN 746548

    • CF30 Customer (31 Jul 2019 to 6 Feb 2020)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (22 Aug 2011 to 25 May 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Feb 2010 to 29 Sep 2011)
  • Andrew Ferry (no longer approved here)

    FRN 518376

    • Employed By (23 Feb 2010 to 29 Sep 2011)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)
  • Wright, Johnston & MacKenzie LLP (no longer approved here)

    FRN 231170

    • CF24 Pension Transfer Specialist (5 Jul 2006 to 31 Aug 2007)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Aug 2007)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF24 Pension Transfer Specialist (22 Feb 2006 to 3 Aug 2006)
    • CF21 Investment Adviser (11 Mar 2005 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.