Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 1 Jan 2025)
- CF1 Director (AR) (since 19 Apr 2024)
- CF30 Customer (since 19 Apr 2024)
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Nineteen87 Financial Ltd
FRN 1008377
- (1)Employed By (since 19 Apr 2024)
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- [FCA CF] Client dealing (17 Sep 2020 to 16 Dec 2022)
- [FCA CF] Functions requiring qualifications (17 Sep 2020 to 16 Dec 2022)
- CF30 Customer (17 Jun 2014 to 8 Aug 2019)
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- CF30 Customer (31 Jul 2019 to 6 Feb 2020)
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- CF30 Customer (22 Aug 2011 to 25 May 2012)
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- CF30 Customer (23 Feb 2010 to 29 Sep 2011)
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- Employed By (23 Feb 2010 to 29 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2009)
- CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)
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- CF24 Pension Transfer Specialist (5 Jul 2006 to 31 Aug 2007)
- CF21 Investment Adviser (5 Jul 2006 to 31 Aug 2007)
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- CF24 Pension Transfer Specialist (22 Feb 2006 to 3 Aug 2006)
- CF21 Investment Adviser (11 Mar 2005 to 3 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.