Expert Pensions Advice LLP

• Principal Place of Business

  Expert Pensions House

  71 Glenwood Drive

  Armadale

  Bathgate

  West Lothian

  EH48 3RQ

  UNITED KINGDOM

  Phone

  +4407847229229

  Web

  https://www.expertpensionsadvice.com

• Complaints Contact

  Expert Pensions House

  71 Glenwood Drive

  Armadale

  Bathgate

  EH48 3RQ

  UNITED KINGDOM

  Phone

  +4407847229229

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · Not permitted to carry out credit repair services

• Andrew Ferry

  IRN AXF00111

  • CF30 Customer (31 Jul 2019 to 6 Feb 2020)
• Antony Raymond Anderton

  IRN ARA01046

  • CF30 Customer (20 Dec 2017 to 11 Apr 2018)
• Darren James Curry

  IRN DJC00142

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2025)
  • CF1 Director (AR) (2 May 2018 to 21 Jun 2021)
  • CF30 Customer (14 Nov 2016 to 19 Dec 2023)
  • Responsible for Insurance Mediation (14 Nov 2016 to 30 Sep 2018)
  • CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (14 Nov 2016 to 8 Dec 2019)
• Gerard Patrick Frew

  IRN GPF00012

  • CF30 Customer (26 Jun 2019 to 9 Mar 2020)
• Iain Wilson Fleming

  IRN IWF00001

  • CF30 Customer (24 Jul 2017 to 1 Mar 2019)
• John Robert Reynolds

  IRN JRR01092

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 15 Mar 2024)
  • SMF27 Partner (since 20 Apr 2021)
  • Responsible for Insurance Distribution (since 20 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Apr 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Jun 2019 to 17 Aug 2021)
  • CF1 Director (AR) (3 Jun 2019 to 22 Jun 2021)
• Keith Bell

  IRN KXB07644

  • [FCA CF] Client dealing (5 May 2021 to 8 Apr 2022)
  • [FCA CF] Functions requiring qualifications (5 May 2021 to 8 Apr 2022)
  • CF30 Customer (3 Jun 2019 to 1 Apr 2020)
• Michael Robert Hamill

  IRN MRH00066

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Oct 2020)
  • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
  • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (14 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Nov 2016 to 8 Dec 2019)
• Paul Clyde Nevin

  IRN PCN00001

  • CF1 Director (AR) (5 Jul 2018 to 21 Dec 2023)
  • CF30 Customer (5 Jul 2018 to 6 Feb 2020)
• Paul James McCoubrey

  IRN PJM01308

  • SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
  • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • CF4 Partner (14 Nov 2016 to 8 Dec 2019)
  • Responsibility for MCD Intermediation (14 Nov 2016 to 1 Oct 2020)

• Expert Pensions Advice Ltd (no longer appointed)

  FRN 841788 · Appointed 10 May 2019 · Until 24 Aug 2021

• Expert Pensions Advice Australia Ltd (no longer appointed)

  FRN 806947 · Appointed 19 Apr 2018 · Until 2 Jan 2024

No changes recorded yet.