John Robert Reynolds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Expert Pensions Advice LLP
FRN 746548
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 15 Mar 2024)
- SMF27 Partner (since 20 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Apr 2021)
- Responsible for Insurance Distribution (since 20 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (3 Jun 2019 to 22 Jun 2021)
- CF30 Customer (3 Jun 2019 to 17 Aug 2021)
Clydesdale Bank Plc (no longer approved here)
FRN 121873
- CF22 Investment Adviser (Trainee) (24 Apr 2006 to 8 Jun 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.