Iain Wilson Fleming

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Expert Pensions Advice LLP (no longer approved here)

    FRN 746548

    • CF30 Customer (24 Jul 2017 to 1 Mar 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 16 Oct 2009)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (18 Jul 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 18 Jul 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (18 Jul 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2003 to 18 Jul 2003)
  • Medimoneycare (1469) (no longer approved here)

    FRN 170261

    • (3)Employed By (1 Oct 1998 to 24 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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