Kerr Henderson (Financial Services) Limited

• Principal Place of Business

  Kerr Henderson Financial Services

  16 Wellington Park

  Belfast

  Northern Ireland

  BT9 6DJ

  UNITED KINGDOM

  Phone

  +442890661931

  Web

  https://www.kerrhenderson.com

• Complaints Contact

  Kerr Henderson Financial Services

  16 Wellington Park

  Belfast

  Northern Ireland

  BT9 6DJ

  UNITED KINGDOM

  Phone

  +442890661931

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Michael Stevenson

  IRN AMS01194

  • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
  • CF21 Investment Adviser (21 Aug 2002 to 31 Oct 2007)
• Alan Clark Massey

  IRN AXM91963

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2024)
• Andrew Thomas Maxwell Buchanan

  IRN ATB00004

  • CF1 Director (AR) (23 Dec 2010 to 2 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (17 Apr 2002 to 2 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Anthony Paul Morgan

  IRN APM01187

  • CF28 Systems and controls (7 Feb 2012 to 30 Sep 2015)
  • CF1 Director (AR) (24 Nov 2010 to 5 Jun 2020)
  • CF1 Director (18 Nov 2010 to 30 Sep 2015)
• Brian Thomas Jackson

  IRN BXJ00013

  • CF30 Customer (1 Nov 2007 to 27 Jul 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Bruce Barrett

  IRN BXB01549

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
• Cary Wilson

  IRN CXW01272

  • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2026)
• Clare Maguire

  IRN CXM08867

  • CF1 Director (AR) (3 Dec 2018 to 5 Jun 2020)
• Colin Campbell

  IRN CXC00124

  • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
  • CF21 Investment Adviser (14 Jul 2005 to 31 Oct 2007)
• Daniel Charles Mawhinney

  IRN DCM01182

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Apr 2015 to 8 Dec 2019)

• Incorporate Benefits LLP (no longer appointed)

  FRN 772314 · Appointed 23 Feb 2017 · Until 17 Feb 2022

• Moore Stephens Financial Services (NI) Limited (no longer appointed)

  FRN 607947 · Appointed 1 Oct 2013 · Until 31 Mar 2019

• Daly Park (no longer appointed)

  FRN 479526 · Appointed 25 Feb 2008 · Until 16 Apr 2013

• The Open Market Annuity Service Ltd (no longer appointed)

  FRN 469018 · Appointed 14 Jun 2007 · Until 21 Mar 2011

• Kerr Henderson (Consultants and Actuaries) Ltd (no longer appointed)

  FRN 188411 · Appointed 1 Dec 1998 · Until 30 Oct 2020

No changes recorded yet.