Kerr Henderson (Financial Services) Limited

• Principal Place of Business

  Kerr Henderson Financial Services

  16 Wellington Park

  Belfast

  Northern Ireland

  BT9 6DJ

  UNITED KINGDOM

  Phone

  +442890661931

  Web

  https://www.kerrhenderson.com

• Complaints Contact

  Kerr Henderson Financial Services

  16 Wellington Park

  Belfast

  Northern Ireland

  BT9 6DJ

  UNITED KINGDOM

  Phone

  +442890661931

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Thomas Bird

  IRN DTB01048

  • CF21 Investment Adviser (21 Jun 2005 to 10 Feb 2006)
  • CF22 Investment Adviser (Trainee) (16 Jan 2004 to 21 Jun 2005)
• David Bruce

  IRN DXB01473

  • CF30 Customer (1 Nov 2007 to 27 Feb 2009)
  • CF24 Pension Transfer Specialist (1 Jul 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2002 to 31 Oct 2007)
• David Paul Hager

  IRN DXH01406

  • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
  • CF21 Investment Adviser (21 Mar 2005 to 31 Oct 2007)
  • CF1 Director (AR) (19 Nov 2003 to 3 Jul 2009)
• David Stewart

  IRN DXS00097

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
  • CF30 Customer (3 Apr 2013 to 10 Sep 2020)
• David Stewart Watts

  IRN DSW01127

  • CF30 Customer (1 Jun 2018 to 30 Oct 2020)
• Declan Anthony McErlean

  IRN DAM00017

  • CF30 Customer (1 Nov 2007 to 21 Mar 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Dorothy Margaret Gardener

  IRN DMG00009

  • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Dympna Kelly

  IRN DXK01455

  • CF1 Director (AR) (18 Aug 2011 to 31 Oct 2018)
• Elizabeth Kerr

  IRN EXK00003

  • CF1 Director (1 Dec 2001 to 25 Apr 2019)
• Fiona Mary Smith

  IRN FMS01056

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
  • CF1 Director (AR) (31 Aug 2011 to 30 Sep 2020)
  • CF1 Director (17 Aug 2011 to 8 Dec 2019)

• Incorporate Benefits LLP (no longer appointed)

  FRN 772314 · Appointed 23 Feb 2017 · Until 17 Feb 2022

• Moore Stephens Financial Services (NI) Limited (no longer appointed)

  FRN 607947 · Appointed 1 Oct 2013 · Until 31 Mar 2019

• Daly Park (no longer appointed)

  FRN 479526 · Appointed 25 Feb 2008 · Until 16 Apr 2013

• The Open Market Annuity Service Ltd (no longer appointed)

  FRN 469018 · Appointed 14 Jun 2007 · Until 21 Mar 2011

• Kerr Henderson (Consultants and Actuaries) Ltd (no longer appointed)

  FRN 188411 · Appointed 1 Dec 1998 · Until 30 Oct 2020

No changes recorded yet.