David Stewart

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kerr Henderson (Financial Services) Limited (no longer approved here)
FRN 125322
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2024)
- CF30 Customer (3 Apr 2013 to 10 Sep 2020)
Moore Stephens Financial Services (NI) Limited (no longer approved here)
FRN 607947
- Employed By (30 Jun 2014 to 10 Sep 2020)
Kerr Henderson (Consultants and Actuaries) Ltd (no longer approved here)
FRN 188411
- Employed By (4 Nov 2013 to 10 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.