Antony Raymond Anderton

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 5 Feb 2021)
    • CF1 Director (AR) (since 22 Jan 2021)
    • CF30 Customer (since 22 Jan 2021)
  • Anderton & Associates Financial Planning Limited

    FRN 938511

    • (1)Employed By (since 22 Jan 2021)
  • Expert Pensions Advice LLP (no longer approved here)

    FRN 746548

    • CF30 Customer (20 Dec 2017 to 11 Apr 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Jul 2017 to 7 Aug 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (3 Nov 2005 to 31 Aug 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (10 Aug 2004 to 2 Feb 2005)
    • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 10 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anderton & Associates Financial Planning Limited

  2. controlled function added: (1)Employed By at Anderton & Associates Financial Planning Limited