Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Navigate IFA Ltd
FRN 919807
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (10 Jan 2022 to 21 Aug 2024)
- Responsible for Insurance Distribution (11 Aug 2020 to 29 Jan 2024)
- SMF3 Executive Director (11 Aug 2020 to 11 Dec 2024)
- SMF16 Compliance Oversight (11 Aug 2020 to 29 Jan 2024)
-
Expert Pensions Advice LLP
FRN 746548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Mar 2025)
- CF1 Director (AR) (2 May 2018 to 21 Jun 2021)
- Responsible for Insurance Mediation (14 Nov 2016 to 30 Sep 2018)
- CF10 Compliance Oversight (14 Nov 2016 to 8 Dec 2019)
- CF30 Customer (14 Nov 2016 to 19 Dec 2023)
- CF4 Partner (14 Nov 2016 to 8 Dec 2019)
-
- CF1 Director (AR) (23 Nov 2018 to 30 May 2024)
-
- (4)Employed By (23 Nov 2018 to 30 May 2024)
-
- CF4 Partner (AR) (8 Oct 2014 to 11 Nov 2016)
- CF30 Customer (8 Oct 2014 to 11 Nov 2016)
-
- Employed By (8 Oct 2014 to 11 Nov 2016)
-
- (17)Employed By (18 Jan 2013 to 11 Aug 2014)
-
- CF21 Investment Adviser (10 Oct 2006 to 23 Mar 2007)
- CF22 Investment Adviser (Trainee) (26 Jan 2006 to 10 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.