Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Holborn Assets Ltd (no longer approved here)

    FRN 648817

    • [FCA CF] Functions requiring qualifications (24 Oct 2022 to 15 May 2023)
    • [FCA CF] Client dealing (24 Oct 2022 to 15 May 2023)
  • Expert Pensions Advice LLP (no longer approved here)

    FRN 746548

    • CF30 Customer (26 Jun 2019 to 9 Mar 2020)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (22 May 2013 to 4 May 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 Feb 2008 to 16 May 2013)
    • CF21 Investment Adviser (29 Dec 2003 to 18 May 2007)
    • CF22 Investment Adviser (Trainee) (13 Dec 2002 to 29 Dec 2003)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 7 Jan 2008)
    • CF22 Investment Adviser (Trainee) (17 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.