Holborn Assets Ltd

• Principal Place of Business

  Quantuma Advisory Limited

  Sean Bucknall & Franklyn Ofonagoro

  3rd Floor

  37 Frederick Place

  Brighton

  BN1 4EA

  UNITED KINGDOM

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Andrew John McGuirk

  IRN AJM01440

  • CF30 Customer (1 Apr 2016 to 5 Jun 2016)
• Ashleigh Cherry

  IRN AXC00547

  • [FCA CF] Client dealing (30 Jan 2023 to 24 Oct 2023)
  • [FCA CF] Functions requiring qualifications (30 Jan 2023 to 24 Oct 2023)
• Behzad Nejad

  IRN BXN07901

  • [FCA CF] Client dealing (30 Nov 2020 to 11 Jan 2022)
  • [FCA CF] Functions requiring qualifications (30 Nov 2020 to 11 Jan 2022)
• Christopher Gerard Montgomery Wicks

  IRN CGW00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Oct 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 24 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Oct 2023)
  • CF1 Director (2 Feb 2015 to 8 Dec 2019)
  • CF30 Customer (2 Feb 2015 to 24 Oct 2023)
  • Responsible for Insurance Mediation (2 Feb 2015 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Feb 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Feb 2015 to 8 Dec 2019)
• David Michael Wells

  IRN DMW00050

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Oct 2023)
  • CF30 Customer (31 May 2019 to 8 Dec 2019)
• Dawn Michelle Jones

  IRN DMC00041

  • [FCA CF] Client dealing (9 Dec 2019 to 15 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2023)
  • CF30 Customer (3 Aug 2018 to 8 Dec 2019)
• Gerard Patrick Frew

  IRN GPF00012

  • [FCA CF] Client dealing (24 Oct 2022 to 15 May 2023)
  • [FCA CF] Functions requiring qualifications (24 Oct 2022 to 15 May 2023)
• Ian Phillip Paxton

  IRN IPP00005

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Feb 2022)
• James Aron Potts

  IRN JAP01172

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2023)
  • CF30 Customer (6 Jan 2017 to 19 Jul 2018)
• James Patrick Parker

  IRN JXP00232

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2023)

• Bridgewater Financial Services Limited (no longer appointed)

  FRN 513392 · Appointed 17 Mar 2015 · Until 25 Oct 2023

No changes recorded yet.