Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 20 Dec 2023)
- CF30 Customer (since 2 Dec 2023)
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Fowler Financial Planning Limited
FRN 759145
- (4)Employed By (since 2 Dec 2023)
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- [FCA CF] Functions requiring qualifications (30 Nov 2020 to 11 Jan 2022)
- [FCA CF] Client dealing (30 Nov 2020 to 11 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.