James Aron Potts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bolsover Render Financial Planning Ltd

    FRN 553200

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • CF30 Customer (6 Jun 2012 to 8 Dec 2019)
  • Holborn Assets Ltd (no longer approved here)

    FRN 648817

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2023)
    • CF30 Customer (6 Jan 2017 to 19 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jan 2005 to 17 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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