Holborn Assets Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Quantuma Advisory LimitedSean Bucknall & Franklyn Ofonagoro3rd Floor37 Frederick PlaceBrightonBN1 4EAUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jessica Naomi Shipton
IRN JNL01023
- CF30 Customer (29 Jan 2016 to 2 Mar 2017)
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Keith Jordan
IRN KXJ00031
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2021)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
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Michael Benjamin John Franklin
IRN MBF00005
- CF30 Customer (11 Sep 2015 to 23 Oct 2015)
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Michael Patrick McDermott
IRN MPM01052
- CF30 Customer (11 Mar 2019 to 3 Oct 2019)
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Mohammad Assad Uz-Zaman
IRN MAU01023
- [FCA CF] Client dealing (27 May 2021 to 7 Jul 2023)
- [FCA CF] Functions requiring qualifications (27 May 2021 to 7 Jul 2023)
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Nicholas James Leopold Shiroi
IRN NXS22603
- [FCA CF] Client dealing (24 Oct 2022 to 19 May 2023)
- [FCA CF] Functions requiring qualifications (24 Oct 2022 to 19 May 2023)
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Philip William Munday
IRN PWM01084
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
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Sandeep Ghosh
IRN SXG00310
- [FCA CF] Functions requiring qualifications (11 Jan 2022 to 14 Feb 2022)
- [FCA CF] Client dealing (24 Mar 2021 to 31 Dec 2021)
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Thomas Michael Quinn
IRN TXQ00011
- [FCA CF] Functions requiring qualifications (23 Mar 2021 to 7 Oct 2022)
- [FCA CF] Client dealing (23 Mar 2021 to 7 Oct 2022)
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Tom Arthur
IRN TXA00012
- [FCA CF] Client dealing (31 Mar 2022 to 6 Dec 2022)
- [FCA CF] Functions requiring qualifications (31 Mar 2022 to 6 Dec 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bridgewater Financial Services Limited (no longer appointed)
FRN 513392 · Appointed 17 Mar 2015 · Until 25 Oct 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.