Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
    • [FCA CF] Client dealing (since 15 Aug 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2023)
    • CF30 Customer (9 Oct 2015 to 15 Aug 2023)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (9 Oct 2015 to 15 Aug 2023)
  • Holborn Assets Ltd (no longer approved here)

    FRN 648817

    • CF30 Customer (11 Sep 2015 to 23 Oct 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (29 Jun 2012 to 25 Mar 2015)
    • CF30 Customer (7 Apr 2009 to 25 Mar 2015)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF22 Investment Adviser (Trainee) (23 Jan 2004 to 27 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.