Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
- [FCA CF] Client dealing (since 15 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2023)
- CF30 Customer (9 Oct 2015 to 15 Aug 2023)
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- Employed By (9 Oct 2015 to 15 Aug 2023)
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- CF30 Customer (11 Sep 2015 to 23 Oct 2015)
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- CF1 Director (AR) (29 Jun 2012 to 25 Mar 2015)
- CF30 Customer (7 Apr 2009 to 25 Mar 2015)
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- CF22 Investment Adviser (Trainee) (23 Jan 2004 to 27 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.