Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2021)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 30 Sep 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (AR) (1 Dec 2001 to 30 Sep 2014)
-
- (1)Employed By (1 Dec 2001 to 30 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.