Mohammad Assad Uz-Zaman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • White Rose Finance Group Limited

    FRN 630772

    • CF1 Director (AR) (since 17 Jul 2024)
  • ADL Commercial Finance Ltd

    FRN 1013405

    • (1)Employed By (since 17 Jul 2024)
  • Peregrine & Black Investment Management Limited

    FRN 757727

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 22. Designing scripted questions for execution-only sales of equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
    • [FCA CF] Client dealing (since 24 Jul 2023)
  • Holborn Assets Ltd (no longer approved here)

    FRN 648817

    • [FCA CF] Client dealing (27 May 2021 to 7 Jul 2023)
    • [FCA CF] Functions requiring qualifications (27 May 2021 to 7 Jul 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (1 Dec 2017 to 9 May 2018)
    • CF30 Customer (1 Dec 2017 to 9 May 2018)
  • ADL Wealth Ltd (no longer approved here)

    FRN 756530

    • Employed By (1 Dec 2017 to 9 May 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Aug 2016 to 29 Aug 2017)
    • CF1 Director (AR) (24 Aug 2016 to 29 Aug 2017)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (29 Jan 2016 to 19 May 2016)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (23 Jul 2015 to 22 Dec 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Aug 2013 to 16 Jul 2015)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ADL Commercial Finance Ltd

  2. controlled function added: (1)Employed By at ADL Commercial Finance Ltd