Thomas Michael Quinn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED

    FRN 188611

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 18 Mar 2024)
    • CF30 Customer (since 18 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 18 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 22 Feb 2024)
  • David James Wealth USA Limited

    FRN 1008206

    • Employed By (since 18 Mar 2024)
  • Holborn Assets Ltd (no longer approved here)

    FRN 648817

    • [FCA CF] Client dealing (23 Mar 2021 to 7 Oct 2022)
    • [FCA CF] Functions requiring qualifications (23 Mar 2021 to 7 Oct 2022)

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