Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Oct 2024)
- CF30 Customer (since 28 Feb 2024)
- [FCA CF] Client dealing (30 Nov 2023 to 9 Oct 2024)
- [FCA CF] Functions requiring qualifications (30 Nov 2023 to 9 Oct 2024)
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TaxAssist Direct Financial Services Limited
FRN 971520
- (3)Employed By (since 28 Feb 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Nov 2023)
- CF30 Customer (30 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (11 Mar 2019 to 3 Oct 2019)
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- CF30 Customer (28 Jan 2015 to 29 Apr 2016)
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- Employed By (22 Jan 2015 to 29 Apr 2016)
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- (24)Employed By (1 Oct 2013 to 31 Dec 2014)
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- CF30 Customer (24 Sep 2013 to 27 Sep 2013)
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- Employed By (24 Sep 2013 to 27 Sep 2013)
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- (5)Employed By (30 May 2012 to 21 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Beard & Coles Financial Practice Ltd
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controlled function added: (24)Employed By at Beard & Coles Financial Practice Ltd