Wright, Johnston & MacKenzie LLP

Date authorised
1 April 2004
Companies House
SO300336
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St Vincent Plaza
    319 St. Vincent Street
    Glasgow
    Lanarkshire
    G2 5RZ
    UNITED KINGDOM
    Phone
    +4401412483434
    Web
    https://www.wjm.co.uk

  • Complaints Contact

    St Vincent Plaza
    319 St. Vincent Street
    Glasgow
    Lanarkshire
    G2 5RZ
    UNITED KINGDOM
    Phone
    +4401412483434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Ferry

    IRN AXF00111

    • CF24 Pension Transfer Specialist (5 Jul 2006 to 31 Aug 2007)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Aug 2007)
  • Andrew John Patterson Wilson

    IRN AJW01540

    • CF10 Compliance Oversight (1 May 2013 to 1 Apr 2019)
    • CF4 Partner (1 May 2013 to 1 Apr 2019)
    • CF10a CASS Oversight function (1 May 2013 to 1 Apr 2019)
  • Donna Brennan

    IRN DXB01471

    • CF21 Investment Adviser (1 Apr 2004 to 31 Mar 2006)
  • Graeme Sinclair Davidson

    IRN GSD01055

    • CF30 Customer (28 Aug 2019 to 8 Dec 2019)
  • Graham Neil Murray

    IRN GNM01025

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 14 Mar 2020)
    • CF30 Customer (4 Aug 2008 to 8 Dec 2019)
  • Hazel Laura Murray

    IRN HLM01032

    • CF30 Customer (27 Aug 2009 to 24 Jun 2011)
  • Ian MacDonald

    IRN IXM01152

    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 1 May 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF4 Partner (1 Apr 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2004 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Apr 2004 to 21 Oct 2008)
    • CF10 Compliance Oversight (1 Apr 2004 to 1 May 2013)
  • Ian Robert Wilmot Ody

    IRN IRO01002

    • CF30 Customer (20 Oct 2008 to 6 Aug 2010)
  • Kieran Gerard Fitzpatrick

    IRN KXF01073

    • CF21 Investment Adviser (1 Apr 2004 to 1 Mar 2005)
    • CF4 Partner (1 Apr 2004 to 1 Mar 2005)
  • Paul Bennett

    IRN PHB01033

    • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 22 Sep 2008)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Apr 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Apr 2004 to 22 Sep 2008)
    • CF4 Partner (1 Apr 2004 to 22 Sep 2008)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.