Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 1 May 2013)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Apr 2004 to 1 May 2013)
    • CF4 Partner (1 Apr 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Apr 2004 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Apr 2004 to 21 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.