Alan Simpson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
    • CF30 Customer (13 Dec 2012 to 8 Dec 2019)
  • HOLYROOD ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 192637

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
  • RBK WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 207491

    • CF21 Investment Adviser (20 Oct 2003 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.