RBK WEALTH MANAGEMENT LTD

• Principal Place of Business

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

  Web

  https://www.rbkwealth.co.uk

• Complaints Contact

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adnan Farooq

  IRN AXF01312

  • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 31 Dec 2004)
• Alan Simpson

  IRN AXS00115

  • CF21 Investment Adviser (20 Oct 2003 to 31 Mar 2006)
• Alistair Gardiner Gray

  IRN AGG00013

  • CF30 Customer (1 Nov 2007 to 6 Feb 2008)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • CF1 Director (29 May 2002 to 26 Mar 2007)
• Amy Ballingall

  IRN AXK01542

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 18 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Jan 2022)
  • Responsibility for MCD Intermediation (13 Oct 2016 to 27 Jan 2022)
  • CF1 Director (19 Jun 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (16 Mar 2009 to 8 Dec 2019)
• Andrew Flockhart

  IRN AXF01537

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
  • [FCA CF] Client dealing (since 30 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
  • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
• Andrew Sheppard

  IRN AXS02456

  • CF30 Customer (10 Nov 2010 to 4 Nov 2013)
• Anthony Alessandro Natale Miele

  IRN AXM00201

  • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 27 Dec 2012)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • CF1 Director (29 May 2002 to 8 Dec 2019)
• Craig Andrew Freeman

  IRN CAF01061

  • CF21 Investment Adviser (26 Sep 2002 to 26 Mar 2003)
• David John Robbie

  IRN DJR01251

  • CF30 Customer (1 Nov 2007 to 7 Mar 2013)
  • CF22 Investment Adviser (Trainee) (15 Mar 2007 to 31 Oct 2007)
• David Lyon Campbell

  IRN DLC00013

  • CF21 Investment Adviser (20 Jun 2002 to 26 Mar 2003)

No changes recorded yet.