Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBK WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 207491

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 27 Dec 2012)
    • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
    • CF1 Director (29 May 2002 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
  • Rowanbank Financial Consultants Ltd (no longer approved here)

    FRN 194705

    • Employed By (21 Sep 2000 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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