Andrew Flockhart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBK WEALTH MANAGEMENT LTD

    FRN 207491

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
    • CF30 Customer (18 Mar 2013 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (25 Feb 2022 to 17 Jan 2025)
    • [FCA CF] Client dealing (25 Feb 2022 to 17 Jan 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (3 Mar 2009 to 12 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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