RBK WEALTH MANAGEMENT LTD

• Principal Place of Business

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

  Web

  https://www.rbkwealth.co.uk

• Complaints Contact

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Ballingall

  IRN DXB00244

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsibility for MCD Intermediation (since 4 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2022)
  • SMF16 Compliance Oversight (since 4 Aug 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (11 Mar 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Apr 2014 to 30 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
• George John Zielinski

  IRN GJZ00001

  • CF21 Investment Adviser (29 May 2002 to 30 Nov 2002)
• James Ross Stewart

  IRN JRS00028

  • CF21 Investment Adviser (29 May 2002 to 29 Sep 2003)
• Jamie Young Burnett

  IRN JYB00004

  • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
  • CF24 Pension Transfer Specialist (6 Jun 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 31 Oct 2007)
• Jean Dawson

  IRN JXD00097

  • CF21 Investment Adviser (29 May 2002 to 16 Mar 2007)
• John Dawson

  IRN JXD00116

  • CF21 Investment Adviser (29 May 2002 to 16 Mar 2007)
• John Robert Mackay

  IRN JRM00013

  • CF24 Pension Transfer Specialist (13 Aug 2002 to 26 Nov 2005)
• Keith Jolly

  IRN KXJ00028

  • CF30 Customer (31 Jan 2011 to 28 Dec 2012)
• Kerry Lesley McGreevy

  IRN KLM01063

  • CF30 Customer (19 Aug 2014 to 12 Sep 2014)
• Leeanne Bradley

  IRN LXB01609

  • CF30 Customer (24 Oct 2011 to 7 Mar 2013)

No changes recorded yet.