Leeanne Bradley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LBFA Limited

    FRN 672287

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 10 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 25 Oct 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
    • CF1 Director (8 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Jun 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jun 2015 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Feb 2013 to 13 Aug 2015)
  • RBK WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 207491

    • CF30 Customer (24 Oct 2011 to 7 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.