Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBK WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 207491

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (6 Jun 2006 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (22 Jul 2005 to 5 May 2006)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (30 Sep 2004 to 29 Jul 2005)
    • CF24 Pension Transfer Specialist (30 Sep 2004 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.