RBK WEALTH MANAGEMENT LTD

• Principal Place of Business

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

  Web

  https://www.rbkwealth.co.uk

• Complaints Contact

  Upper Cottage

  Royal Burgess

  181b Whitehouse Road

  Edinburgh

  Midlothian

  EH4 6BU

  UNITED KINGDOM

  Phone

  +4401312872200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Alonzi

  IRN LXA01110

  • CF21 Investment Adviser (26 Jul 2004 to 7 Jul 2005)
• Mark Anthony Tucker

  IRN MAT01129

  • CF21 Investment Adviser (26 Jul 2004 to 26 May 2005)
• Mary Henderson

  IRN MXH01678

  • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
  • CF21 Investment Adviser (15 Mar 2007 to 31 Oct 2007)
• Mohammed Wakkas Iqbal

  IRN MWI00003

  • CF21 Investment Adviser (29 May 2002 to 4 Feb 2004)
• Neil Colin Thomson

  IRN NCT00009

  • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 19 Mar 2014)
  • CF11 Money Laundering Reporting (29 May 2002 to 19 Feb 2014)
  • CF1 Director (29 May 2002 to 7 Apr 2014)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • CF10 Compliance Oversight (29 May 2002 to 19 Feb 2014)
  • CF8 Apportionment and Oversight (29 May 2002 to 1 Nov 2007)
• Nicholas Andrew Manuel

  IRN NAM00036

  • CF21 Investment Adviser (29 May 2002 to 13 May 2004)
• Paul Alexander Fraser

  IRN PAF01101

  • CF21 Investment Adviser (18 Feb 2005 to 26 Nov 2005)
• Robert Marshal Young

  IRN RMY01009

  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 31 Oct 2007)
• Stephen Jonathan Bullen

  IRN SJB00139

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF1 Director (8 Mar 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
• Stephen Richard Bridges

  IRN SRB00007

  • CF24 Pension Transfer Specialist (24 Nov 2005 to 27 Nov 2006)

No changes recorded yet.