Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (24 May 2021 to 28 Feb 2023)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 23 May 2021)
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- [FCA CF] Functions requiring qualifications (21 Jul 2016 to 1 Jul 2018)
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- CF30 Customer (2 Feb 2011 to 8 Apr 2011)
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- Employed By (2 Feb 2011 to 8 Apr 2011)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2011)
- CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2004 to 2 Nov 2004)
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- CF21 Investment Adviser (29 May 2002 to 13 May 2004)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
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- Employed By (20 Nov 2000 to 24 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.