Neil Colin Thomson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBK WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 207491

    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Mar 2014)
    • CF10 Compliance Oversight (29 May 2002 to 19 Feb 2014)
    • CF11 Money Laundering Reporting (29 May 2002 to 19 Feb 2014)
    • CF8 Apportionment and Oversight (29 May 2002 to 1 Nov 2007)
    • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
    • CF1 Director (29 May 2002 to 7 Apr 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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