Barry Carlton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (12 Mar 2014 to 8 Dec 2019)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • CF30 Customer (30 Nov 2012 to 20 Feb 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF22 Investment Adviser (Trainee) (15 Feb 2007 to 30 Mar 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Aug 2006 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 1 Aug 2006)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF21 Investment Adviser (13 May 2004 to 19 Aug 2005)
    • CF22 Investment Adviser (Trainee) (13 Jun 2003 to 13 May 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (28 Apr 2003 to 6 Jun 2003)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 28 Apr 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (28 Apr 2003 to 6 Jun 2003)
    • CF22 Investment Adviser (Trainee) (26 Jun 2002 to 28 Apr 2003)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.