Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Just Financial Group Ltd
FRN 739938
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Jul 2024)
- [FCA CF] Client dealing (since 19 Jul 2024)
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- [FCA CF] Client dealing (3 May 2022 to 28 Nov 2023)
- [FCA CF] Functions requiring qualifications (3 May 2022 to 28 Nov 2023)
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- [FCA CF] Functions requiring qualifications (24 Nov 2020 to 31 Dec 2021)
- [FCA CF] Client dealing (24 Nov 2020 to 31 Dec 2021)
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- Employed By (16 Jan 2019 to 30 Oct 2019)
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- CF30 Customer (26 Nov 2018 to 30 Oct 2019)
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- CF30 Customer (11 Mar 2013 to 10 Oct 2018)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.