ADVANCED ASSET CONSULTANTS LIMITED

• Principal Place of Business

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

  Web

  https://www.advancedasset.co.uk

• Complaints Contact

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Stuart Tait

  IRN DST01051

  • CF30 Customer (29 Sep 2015 to 6 Jun 2018)
• David Thomas McConnell

  IRN DTM00005

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (18 Dec 2009 to 8 Dec 2019)
  • Responsible for Insurance Mediation (18 Dec 2009 to 30 Sep 2018)
  • CF30 Customer (18 Dec 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 Dec 2009 to 14 Mar 2017)
  • CF10 Compliance Oversight (18 Dec 2009 to 14 Mar 2017)
• Graeme Sinclair Davidson

  IRN GSD01055

  • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 31 Dec 2024)
  • [FCA CF] Client dealing (18 Jan 2021 to 31 Dec 2024)
• Graham Hamilton Smith

  IRN GHS00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2020)
  • CF30 Customer (18 Dec 2009 to 8 Dec 2019)
• Iain Bryson

  IRN IXB01527

  • CF30 Customer (1 Sep 2016 to 7 Oct 2016)
• Ian Raymond Brunton

  IRN IRB01060

  • CF30 Customer (10 Jan 2018 to 10 May 2019)
• Joanne Cargill

  IRN JXG01647

  • CF30 Customer (2 Nov 2012 to 24 Oct 2013)
• John Joseph Connor

  IRN JJC01125

  • CF30 Customer (21 Feb 2017 to 16 May 2017)
• Kevin Lynch

  IRN KXL00002

  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
  • CF1 Director (27 Aug 2010 to 8 Dec 2019)
  • CF30 Customer (27 Aug 2010 to 8 Dec 2019)
• Kristopher Colin Anderson

  IRN KXA00443

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 16 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 16 Dec 2025)

No changes recorded yet.