David Stuart Tait

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2024)
- CF30 Customer (12 Jul 2018 to 8 Dec 2019)
ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)
FRN 506551
- CF30 Customer (29 Sep 2015 to 6 Jun 2018)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (22 Mar 2012 to 28 Dec 2012)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (6 Dec 2007 to 22 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.