ADVANCED ASSET CONSULTANTS LIMITED

• Principal Place of Business

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

  Web

  https://www.advancedasset.co.uk

• Complaints Contact

  Spaces

  Tay House

  300 Bath Street

  Glasgow

  Glasgow City

  G2 4JR

  UNITED KINGDOM

  Phone

  +4401413312434

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Leanne Marie Cassidy

  IRN LXC01818

  • CF30 Customer (1 Mar 2017 to 16 May 2017)
• Mark Paterson

  IRN MPP01044

  • CF30 Customer (6 Jun 2016 to 9 Dec 2016)
• Maurice Michael Spillane

  IRN MMS01072

  • CF30 Customer (16 Sep 2013 to 31 Jul 2019)
• Natasha Bechelli

  IRN NXB01472

  • CF30 Customer (18 Dec 2009 to 7 Jun 2012)
• Pauline Doherty

  IRN PXD00176

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
• Peter Gotthard Siebelt

  IRN PGS00015

  • CF30 Customer (1 Aug 2013 to 6 Nov 2014)
• Qasim Younis

  IRN QXY00002

  • [FCA CF] Functions requiring qualifications (5 Aug 2020 to 31 Mar 2022)
  • [FCA CF] Client dealing (5 Aug 2020 to 31 Mar 2022)
• Rhys Asghar

  IRN RXA22853

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
  • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
• Robert Douglas Hope

  IRN RDH00009

  • CF30 Customer (19 Aug 2015 to 7 Nov 2017)
• Scott Alexander Keachie

  IRN SAK01186

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Aug 2016 to 8 Dec 2019)

No changes recorded yet.