Maurice Michael Spillane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • CF30 Customer (16 Sep 2013 to 31 Jul 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (3 Jan 2012 to 19 Dec 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (17 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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