Rhys Asghar

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARMSTRONG WATSON FINANCIAL PLANNING LTD

    FRN 542122

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
    • [FCA CF] Client dealing (since 17 Apr 2025)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • [FCA CF] Client dealing (16 Sep 2020 to 27 Oct 2023)
    • [FCA CF] Functions requiring qualifications (16 Sep 2020 to 27 Oct 2023)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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