Ian Raymond Brunton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2024)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • [FCA CF] Functions requiring qualifications (13 Dec 2023 to 23 Apr 2024)
    • [FCA CF] Client dealing (13 Dec 2023 to 23 Apr 2024)
  • Glasgow Wealth Limited (no longer approved here)

    FRN 652714

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
  • ADVANCED ASSET CONSULTANTS LIMITED (no longer approved here)

    FRN 506551

    • CF30 Customer (10 Jan 2018 to 10 May 2019)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (4 Sep 2017 to 12 Dec 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (16 Jan 2017 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (16 Jan 2017 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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