Derek Stephen Emley

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARGYLE CONSULTING LIMITED

    FRN 185561

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (29 Jul 2013 to 20 Oct 2015)
  • Davidson Asset Management Limited (no longer approved here)

    FRN 225286

    • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
    • CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.