Davidson Asset Management Limited

• Principal Place of Business

  16 Sandyford Place

  Glasgow

  Lanarkshire

  G3 7NB

  UNITED KINGDOM

  Phone

  +4401412222045

  Web

  https://www.damgoodpensions.com

• Complaints Contact

  16 Sandyford Place

  Glasgow

  Lanarkshire

  G3 7NB

  UNITED KINGDOM

  Phone

  +4401412222045

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair William Pickard

  IRN AWP01059

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 3 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 3 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Nov 2023)
  • CF10 Compliance Oversight (6 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (27 Jan 2011 to 8 Dec 2019)
• Alexander Michael Keddie

  IRN AMK01128

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • CF30 Customer (24 Apr 2012 to 8 Dec 2019)
• Allison Kyle Girdwood

  IRN AKG01014

  • CF30 Customer (1 Nov 2007 to 7 Dec 2012)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
• David Hastie

  IRN DXH00015

  • [FCA CF] Client dealing (4 Dec 2020 to 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 1 Jun 2023)
  • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2023)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • CF1 Director (1 Mar 2017 to 8 Dec 2019)
• Derek Stephen Emley

  IRN DSE01018

  • CF30 Customer (1 Nov 2007 to 28 Jun 2013)
  • CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)
• Gavin Dean MacLeod

  IRN GXM00623

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2024)
  • [FCA CF] Client dealing (since 15 Jan 2024)
• Isobel Forrest Martin

  IRN IFM00007

  • CF30 Customer (6 Jun 2008 to 28 Oct 2009)
• Jacqueline Sweeney

  IRN JXS00409

  • [FCA CF] Functions requiring qualifications (10 Dec 2020 to 16 Sep 2021)
• Jordan Cairney

  IRN JXC03187

  • [FCA CF] Functions requiring qualifications (4 Dec 2020 to 21 Oct 2022)
  • [FCA CF] Client dealing (4 Dec 2020 to 21 Oct 2022)
  • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
• Lesley Elizabeth Wilkie

  IRN LEH01022

  • CF21 Investment Adviser (3 Aug 2004 to 6 Nov 2004)
  • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 3 Aug 2004)

• Vision Financial Planning (no longer appointed)

  FRN 479832 · Appointed 3 Mar 2008 · Until 30 Jun 2011

No changes recorded yet.