Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Lloyd Limited
FRN 578614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 24 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 24 Nov 2022)
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- [FCA CF] Client dealing (4 Dec 2020 to 21 Oct 2022)
- [FCA CF] Functions requiring qualifications (4 Dec 2020 to 21 Oct 2022)
- CF30 Customer (17 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.