Davidson Asset Management Limited

• Principal Place of Business

  16 Sandyford Place

  Glasgow

  Lanarkshire

  G3 7NB

  UNITED KINGDOM

  Phone

  +4401412222045

  Web

  https://www.damgoodpensions.com

• Complaints Contact

  16 Sandyford Place

  Glasgow

  Lanarkshire

  G3 7NB

  UNITED KINGDOM

  Phone

  +4401412222045

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement. Limited to lending that is in connection with the repayment of fees (relating to the provision of financial services which are only for regular premium policies.)

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lorraine Kellie

  IRN LXK01382

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 Jun 2017 to 8 Dec 2019)
• Maya Miranda Burgess

  IRN MXB01960

  • CF1 Director (11 May 2006 to 11 Apr 2007)
  • CF21 Investment Adviser (5 Apr 2006 to 11 Apr 2007)
  • CF22 Investment Adviser (Trainee) (19 Mar 2004 to 5 Apr 2006)
• Rachel Miller

  IRN RXM00447

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• Russell James Davidson

  IRN RXD00104

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2023)
  • SMF16 Compliance Oversight (since 14 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
  • [FCA CF] Client dealing (since 4 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (14 Jul 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Jul 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (14 Jul 2003 to 31 Oct 2007)
  • CF1 Director (14 Jul 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (14 Jul 2003 to 31 Mar 2009)
  • CF10 Compliance Oversight (14 Jul 2003 to 3 Jul 2019)
• Scott William Douglas

  IRN SWD00020

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF21 Investment Adviser (14 Jun 2004 to 31 Oct 2007)
• Sinead Catherine McDevitt

  IRN SCD01077

  • CF22 Investment Adviser (Trainee) (23 May 2006 to 3 Apr 2007)
• Stephen Alexander Torbet

  IRN SAT01117

  • CF30 Customer (21 May 2015 to 31 Aug 2019)

• Vision Financial Planning (no longer appointed)

  FRN 479832 · Appointed 3 Mar 2008 · Until 30 Jun 2011

No changes recorded yet.