Stephen Alexander Torbet

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anderson Strathern Asset Management Limited

    FRN 552925

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • Bridge Investments Partners Limited (no longer approved here)

    FRN 608975

    • CF1 Director (AR) (5 Feb 2021 to 31 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (5 Feb 2021 to 29 Feb 2024)
    • CF30 Customer (5 Feb 2021 to 31 Jan 2024)
  • The Pension Planner Ltd (no longer approved here)

    FRN 669563

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
    • CF30 Customer (21 Sep 2019 to 8 Dec 2019)
  • Davidson Asset Management Limited (no longer approved here)

    FRN 225286

    • CF30 Customer (21 May 2015 to 31 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.