The Pension Planner Ltd

• Principal Place of Business

  Courtwood House

  Silver Street Head

  Sheffield

  South Yorkshire

  S1 2DD

  UNITED KINGDOM

  Phone

  +441143240654

  Web

  https://www.thepensionplanner.co.uk

• Complaints Contact

  Courtwood House

  Silver Street Head

  Sheffield

  South Yorkshire

  S1 2DD

  UNITED KINGDOM

  Phone

  +441143240654

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Meegan

  IRN AXM01322

  • [FCA CF] Functions requiring qualifications (14 Oct 2022 to 1 Nov 2023)
  • [FCA CF] Client dealing (14 Oct 2022 to 1 Nov 2023)
• Andrew John Hursthouse

  IRN AJH01567

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2015 to 8 Dec 2019)
  • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2015 to 30 Sep 2018)
• Benjamin John Milton Farrell

  IRN BXF19350

  • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 1 Apr 2022)
  • [FCA CF] Client dealing (16 Aug 2021 to 1 Apr 2022)
• Craig Stephen Holland

  IRN CSH01053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
• David Richard Garforth

  IRN DRG00036

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 12 Dec 2019)
• Holly Evans

  IRN HXE00088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • [FCA CF] Client dealing (since 20 Jun 2024)
• Lisa-Jade Ellaway

  IRN LXE10059

  • [FCA CF] Client dealing (5 Apr 2022 to 23 May 2024)
  • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 23 May 2024)
• Marvin Anthony Watson

  IRN MAW01240

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2024)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• Nicholas Andrew Pratt

  IRN NAP01051

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (15 Aug 2016 to 4 Feb 2021)
  • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
• Peter Lawrence Broughton

  IRN PLB00026

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)

No changes recorded yet.