Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Aug 2025)
    • CF30 Customer (since 5 Aug 2025)
    • (140)Employed By (since 5 Aug 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (30 Oct 2024 to 24 Feb 2025)
    • [FCA CF] Functions requiring qualifications (30 Oct 2024 to 24 Feb 2025)
  • The Pension Planner Ltd (no longer approved here)

    FRN 669563

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2024)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Mar 2015 to 6 Jun 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (27 Oct 2004 to 15 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.