Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Aug 2025)
- CF30 Customer (since 5 Aug 2025)
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Quilter Financial Advisers Ltd
FRN 452529
- (140)Employed By (since 5 Aug 2025)
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- [FCA CF] Client dealing (30 Oct 2024 to 24 Feb 2025)
- [FCA CF] Functions requiring qualifications (30 Oct 2024 to 24 Feb 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2024)
- CF30 Customer (10 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (23 Mar 2015 to 6 Jun 2016)
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- CF22 Investment Adviser (Trainee) (27 Oct 2004 to 15 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.