Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Pension Planner Ltd
FRN 669563
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
- [FCA CF] Client dealing (since 12 Aug 2024)
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- [FCA CF] Functions requiring qualifications (18 Jul 2023 to 7 Jun 2024)
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- CF21 Investment Adviser (22 Jan 2004 to 27 Mar 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.